Statement on the Principles of Democracy
Statement
Jan. 19, 2021
We, the undersigned, are scholars of democracy who have watched the recent deterioration of U.S. democracy with growing alarm.
We recognize in American democracy today many dangerous conditions from other declining democracies: hyper-partisan polarization, mutual political enmity and distrust, zero-sum politics, lack of tolerance for opposition and minorities, rampant propagation of falsehoods and conspiracy theories, and the encouragement or rationalization of violence. The willingness of prominent politicians to violate basic democratic norms is a common warning sign of democratic distress. And when these violations become routine and expected, the downward spiral is very hard to reverse.
But we also see something uniquely dangerous in America right now — an electoral system that allows for minority rule. It is not only possible but now common for one party to win the presidency and the Senate, and then seek to establish long-term control over the judiciary despite a majority of citizens preferring a different party. It has also become common under divided government for an opposing party to obstruct on purely partisan grounds a president’s ability to even have judicial nominations considered.
It is one thing to ensure that the rights of political (and other) minorities are respected, to plant, as our constitution does, restraints on majority rule. But it is quite something else in a democracy to give a political minority the power to rule.
Minority rule is dangerous in two respects.
First, it undermines the legitimacy of governing institutions. A basic principle of democratic legitimacy is that a government must have majority support in order to make policy. A government that allows a minority to rule over a majority (especially for a prolonged period) violates this principle.
Second, and more dangerously, minority rule can prompt and enable the minority party to take increasingly radical and anti-democratic actions to entrench its dominance, by changing the rules to make it harder for its opponents to win elections, or even to cast ballots.
The minimum condition for a system to be democratic is that its people can choose and replace their leaders in free and fair elections. When a ruling party bends the rules to suppress opposition votes or rig the political playing field, a country can no longer be said to be a democracy, no matter how much it may allow freedom of the press and association.
As the world’s oldest democracy, the American system suffers from many deficiencies and anachronisms in need of reform. But no goal of democratic reform is more urgent and foundational than the fairness and representativeness of our political system.
The Congress should take the following steps to enhance democratic equality and fairness:
- Defend and expand the right to vote for all Americans.
- Require nonpartisan commissions in each state to redraw congressional and state legislative districts, so that state legislatures can no longer gerrymander districts to advantage their party.
- End the ability of a small group of ultra-wealthy donors to secretly bankroll candidates and parties by requiring transparency in all political spending.
- Narrow the conditions under which the Senate filibuster can be used as a tool of legislative obstruction.
- Grant the people of the District of Columbia and Puerto Rico the right to vote for statehood, which would provide full and equal representation to nearly four million Americans who are currently disenfranchised.
- Establish a nonpartisan, independent federal elections agency to ensure that the voting process is fair, consistent, secure, and legitimate.
- Study ways to reduce politicization of the federal courts.
The first three of these steps would be accomplished by the passage of HR 1, the For the People Act.
None of these reforms should be dismissed as partisan. Each of them seeks to address problems of unfairness and dysfunctionality that are eroding the capacity and legitimacy of American democracy at home and abroad. Each would make our precious constitutional system a more just and workable democracy, better able to address the great policy challenges that now confront us.
This is only a partial agenda for renewing our democracy. There would still remain the longer-term task of altering other perverse incentives that drive the hyper-partisan polarization of our politics. But these are harder questions that will likely require even bigger solutions.
In the near term, however, we urge our elected leaders to take these initial steps to make our democracy fairer, more inclusive, and more capable of addressing our major policy challenges. Even a democracy that seeks to prevent “tyranny of the majority” through checks and balances must ensure that, over time, government reflects the voice and interests of the majority, as they emerge through free, fair, and equal elections. Otherwise, democracy deteriorates into “tyranny of the minority.”
Larry Diamond
Senior Fellow
Hoover Institution and Freeman Spogli Institute
Stanford University
Lee Drutman
Senior Fellow
New America
Steve Levitsky
Professor of Government
Harvard University
Daniel Ziblatt
Professor of Government
Harvard University
Deborah Avant
Professor of International Studies
University of Denver
Naazneen H. Barma
Associate Professor of International Studies
University of Denver
Frank R. Baumgartner
Professor of Political Science
University of North Carolina, Chapel Hill
Sheri Berman
Professor of Political Science
Barnard College, Columbia University
Robert Blair
Assistant Professor of Political Science and International and Public Affairs
Brown University
Henry E. Brady
Dean, Goldman School of Public Policy
University of California, Berkeley
Rogers Brubaker
Professor of Sociology
University of California, Los Angeles
John M. Carey
Professor of Government
Dartmouth College
Michael Coppedge
Professor of Political Science
University of Notre Dame
Katherine Cramer
Professor of Political Science
University of Wisconsin-Madison
Rachel Epstein
Professor of International Studies
University of Denver
Henry Farrell
Professor of International Affairs
Johns Hopkins University
Morris P. Fiorina
Professor of Political Science and Senior Fellow
Hoover Institution
Stanford University
Luis Ricardo Fraga
Professor of Transformative Latino Leadership and Political Science
University of Notre Dame
Francis Fukuyama
Senior Fellow
Freeman Spogli Institute for International Studies
Stanford University
Daniel J. Galvin
Associate Professor of Political Science
Northwestern University
Laura Gamboa
Assistant Professor of Political Science
University of Utah
Martin Gilens
Professor of Public Policy, Political Science, and Social Welfare
University of California, Los Angeles
Kristin Goss
Professor of Public Policy and Political Science
Duke University
Jessica Gottlieb
Associate Professor of Government & Public Service
Texas A&M University
Virginia Gray
Professor of Political Science Emeritus
University of North Carolina, Chapel Hill
David Greenberg
Professor of History and of Journalism & Media Studies
Rutgers University
Anna Grzymala-Busse
Professor of Political Science
Stanford University
Jacob Hacker
Professor of Political Science
Yale University
Hahrie Han
Professor of Political Science
Johns Hopkins University
Gretchen Helmke
Professor of Political Science
University of Rochester
Liesbet Hooghe
Professor of Political Science
University of North Carolina, Chapel Hill
Daniel Hopkins
Professor of Political Science
University of Pennsylvania
William Howell
Professor of Political Science
University of Chicago
Bruce W. Jentleson
Professor of Public Policy and Political Science
Duke University
Theodore R. Johnson
Senior Fellow
Brennan Center for Justice
Richard Joseph
Professor Emeritus of Political Science
Northwestern University
Eric Kramon
Associate Professor of Political Science and International Affairs
George Washington University
Katherine Krimmel
Assistant Professor of Political Science
Barnard College, Columbia University
Didi Kuo
Associate Director for Research and Senior Research Scholar
Center on Democracy, Development and the Rule of Law
Stanford University
Timothy LaPira
Professor of Political Science
James Madison University
Yphtach Lelkes
Assistant Professor, Annenberg School for Communication
University of Pennsylvania
Margaret Levi
Professor of Political Science
Stanford University
Robert Lieberman
Professor of Political Science
Johns Hopkins University
Scott Mainwaring
Professor of Political Science
University of Notre Dame
Jane Mansbridge
Professor of Political Leadership and Democratic Values
Harvard University
Lilliana Mason
Professor of Political Science
University of Maryland
Corrine M. McConnaughy
Research Scholar and Lecturer, Department of Politics
Princeton University
Jennifer McCoy
Professor of Political Science
Georgia State University
Suzanne Mettler
Professor, Department of Government
Cornell University
Michael Minta
Associate Professor of Political Science
University of Minnesota
Terry Moe
Professor of Political Science
Stanford University
Yascha Mounk
Associate Professor of the Practice of International Affairs
Johns Hopkins University
Pippa Norris
Professor of Political Science
Harvard University
Anne Norton
Professor of Political Science
University of Pennsylvania
Brendan Nyhan
Professor of Government
Dartmouth College
Norm Ornstein
Emeritus Scholar
American Enterprise Institute
Benjamin I. Page
Professor of Decision Making
Northwestern University
Kathryn Pearson
Associate Professor of Political Science
University of Minnesota
Tom Pepinsky
Professor, Department of Government
Cornell University
Anibal Perez-Linan
Professor of Political Science and Global Affairs
University of Notre Dame
Paul Pierson
Professor of Political Science
University of California, Berkeley
Ethan Porter
Assistant Professor, School of Media and Public Affairs, Department of Political Science
George Washington University
Robert D. Putnam
Professor of Public Policy
Harvard University
Kenneth Roberts
Professor, Department of Government
Cornell University
Amanda Lea Robinson
Associate Professor of Political Science
Ohio State University
Jonathan Rodden
Professor of Political Science
Stanford University
Nancy L. Rosenblum
Professor of Ethics in Politics and Government Emerita
Harvard University
Kim L. Scheppele
Professor of Sociology and International Affairs
Princeton University
Kay L. Schlozman
Professor of Political Science
Boston College
Daniel Schlozman
Associate Professor of Political Science
Johns Hopkins University
Cathy Lisa Schneider
Professor, School of International Service
American University
Gisela Sin
Associate Professor, Department of Political Science
University of Illinois
Dan Slater
Professor of Political Science
University of Michigan
Anne-Marie Slaughter
Professor Emerita of Politics and International Relations
Princeton University
Rogers M. Smith
Professor of Political Science
University of Pennsylvania
Susan Stokes
Professor of Political Science
University of Chicago
Alexander George Theodoridis
Associate Professor of Political Science
University of Massachusetts Amherst
Chloe Thurston
Assistant Professor of Political Science
Northwestern University
*Institutions and titles are listed for identification purposes only.